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Compliance Analyst

Company General Electric
Location London - United Kingdom
Career Level Specialist
Industry Holding Companies
Function Legal
Languages

Compliance Analyst Business Unit: GE Corporate Function: Legal Location: London, United Kingdom Job #: 580941 Posted: Feb 22, 2007 Job Description: Responsibilities * Conduct compliance monitoring (FSA COB rules), pre and post trade monitoring for fixed income and equity portfolios. Ensure compliance monitoring is up to date * Manage GEAML training and competence scheme. Draft and deliver staff training. * Approve marketing literature * Assist with keeping policies and procedures up to date * Maintain and update client guideline rules within compliance systems * Maintain and monitor gifts and entertainment register * Monitor compliance with restricted securities/brokers * Keep abreast and

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